Are you an experienced financial advisor seeking independence and control over your career?
Tired of the pressure from demanding broker/dealers and no flexibility with remote work?
Our client, a boutique financial firm, offers a unique opportunity tailored for investment advisor representatives and traditional brokers who crave a supportive, low-stress environment.
Why Join Us?
Their boutique firm provides top-tier products and services designed to meet the needs of today’s financial advisors. With over 34 years of history and a nationwide network, they offer unparalleled support and resources to help you grow and manage your business.
Key Benefits:
High Payouts: Earn up to 90% of gross commissions/advisory fees.
Low Fees: Benefit from low monthly fees with no hidden costs.
Direct Access to Senior Management: Enjoy on-demand direct access to senior management and strategic partners.
Experienced Operations Staff: Receive dedicated support from a knowledgeable team.
Advanced Technology: Utilize a single sign-on platform for all client services with a top-tier clearing and custody firm.
Succession Planning: Explore in-house succession planning with opportunities to assume an existing book of business from senior representatives.
Annual Conference: Attend a fully paid annual conference.
Requirements:
Series 7 License: Required for selling all types of securities suitable for retail investors.
Series 65 License: Preferred, allowing you to operate as a registered investment advisor representative.
Clean Record: A satisfactory disciplinary and employment history.
Current Book of Business: Essential for joining our team.
Responsibilities:
Investment Services: Buy and sell stocks, bonds, mutual funds, CDs, and provide financial services to both businesses and individuals.
Client Profiles: Assess clients’ investor profiles, risk propensities, and financial objectives.
Personalized Strategies: Develop customized investment strategies using our top-tier advisory program.
Business Growth: Leverage the latest technology to achieve business growth goals.
Product Knowledge: Maintain up-to-date knowledge of new products and services.
Join a firm that empowers you to take control of your professional destiny. Enjoy the freedom and support you need to succeed in your career as an independent financial advisor.